0001193125-12-070454.txt : 20120221 0001193125-12-070454.hdr.sgml : 20120220 20120221163224 ACCESSION NUMBER: 0001193125-12-070454 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79116 FILM NUMBER: 12627248 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) DATE OF NAME CHANGE: 20041202 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILMINGTON TRUST CO CENTRAL INDEX KEY: 0000905571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510055023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890-0001 BUSINESS PHONE: 3026518378 MAIL ADDRESS: STREET 1: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890-0001 SC 13G/A 1 d305752dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

Amendment No. 1

 

 

 

SPDR S&P GLOBAL NATURAL RESOURCES ETF

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

78463X-541

(CUSIP Number)

 

January 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b) – Any eligible institution acquiring more than 5% of an equity

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 78463X-541  

 

  1.   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Wilmington Trust Company

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  x        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5.    

SOLE VOTING POWER:

 

    409,033

   6.   

SHARED VOTING POWER:

 

    0

   7.   

SOLE DISPOSITIVE POWER:

 

    350,755

   8.   

SHARED DISPOSITIVE POWER:

 

    68,647

  9.

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    425,925

10.

  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ¨

 

    N/A

11.

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    9.6%

12.

  

TYPE OF REPORTING PERSON

 

    BK

 

Item 1(a). Name of Issuer:

SPDR S&P Global Natural Resources ETF

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

State Street Bank and Trust Company

One Lincoln Center

Boston, MA 02211

 

Item 2(a). Name of Person Filing:

Wilmington Trust Company

 

Item 2(b). Address of Principal Business Office, or if None, Residence:

1100 North Market Street

Wilmington, DE 19890

 

Item 2(c). Citizenship:

Delaware

 

Item 2(d). Title of Class of Securities:

Common Stock

 

Item 2(e). CUSIP Number:

78463X541

 

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
(b)    x    Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d)    ¨    Investment Company registered under Section 8 of the Investment Company Act.
(e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

    ¨    Group, in accordance with Rule 13d-1 (b) (1) (ii) (J).

 

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:

Wilmington Trust Company: 425,925 shares

 

  (b) Percent of class:

Wilmington Trust Company: 9.6%

 

  (c) Number of shares as to which Wilmington Trust Company.

 

  (i) Sole power to vote or to direct the vote of 409,033 shares

 

  (ii) Shared power to vote or to direct the vote of 0 shares

 

  (iii) Sole power to dispose or to direct the disposition of 350,755 shares

 

  (iv) Shared power to dispose or to direct the disposition of 68,647 shares

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨

 

Item 6. Ownership of More than Five Percent on Behalf of another Person.

NA

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company.

NA

Item 8. Identification and Classification of Members of the Group.

NA

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 21, 2012

 

WILMINGTON TRUST COMPANY
Date:   2/21/2012
Signature:   /s/ Cynthia L. Corliss
Name/Title:   Cynthia L. Corliss, Senior Vice President

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties for whom copies are to be sent.

Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).